Policy: Whistle Blowing Policy
Author: Hayley Faulkner (Quality Director)
Review date: 13/4/2022
Next review date: 8/3/2023
We are committed to conducting our business with honesty and integrity, and we expect all staff to maintain high standards. However, all organisations face the risk of things going wrong from time to time, or of unknowingly harbouring illegal or unethical conduct. A culture of openness and accountability is essential in order to prevent such situations occurring and to address them when they do occur.
Purpose & Scope
The aims of this policy are:
To encourage staff to report suspected wrongdoing as soon as possible, in the knowledge that their concerns will be taken seriously and investigated as appropriate, and that their confidentiality will be respected.
To provide staff with guidance as to how to raise those concerns.
To reassure staff that they should be able to raise genuine concerns without fear of reprisals, even if they turn out to be mistaken.
This policy covers all employees, officers, consultants, contractors, volunteers, interns, casual workers and agency workers.
This policy does not form part of any employee's contract of employment, and we may amend it at any time.
The Board has overall responsibility for this policy, and for reviewing the effectiveness of actions taken in response to concerns raised under this policy.
The Whistleblowing Officer has day-to-day operational responsibility for this policy and must ensure that all managers and other staff who may deal with concerns or investigations under this policy receive regular and appropriate training.
All staff are responsible for the success of this policy and should ensure that they use it to disclose any suspected danger or wrongdoing. Staff are invited to comment on this policy and suggest ways in which it might be improved. Comments, suggestions and queries should be addressed to the Policy Owner, detailed on the front page.
Whistleblowing is the disclosure of information which relates to suspected wrongdoing or dangers at work. This may include:
(d) criminal activity;
(e) failure to comply with any legal [or professional] obligation [or regulatory requirements];
(f) miscarriages of justice;
(g) danger to health and safety;
(h) damage to the environment;
(i) [bribery [under our Anti-corruption and Bribery Policy];]
(j) facilitating tax evasion;
(k) financial fraud or mismanagement;
(l) breach of our internal policies and procedures;
(m) conduct likely to damage our reputation or financial wellbeing;
(n) the deliberate concealment of any of the above matters.
A whistle-blower is a person who raises a genuine concern relating to any of the above. If you have any genuine concerns related to suspected wrongdoing or danger affecting any of our activities (a whistleblowing concern) you should report it under this policy.
This policy should not be used for complaints relating to your own personal circumstances, such as the way you have been treated at work. In those cases you should use the Grievance Procedure or Anti-harassment and Bullying Policy as appropriate.
For concerns relating to Safeguarding, these should be raised in accordance with the Swift Safeguarding Policy, which can be found on the Swift websites or Operating System.
3. Raising a whistleblowing concern
3.1 We hope that in many cases you will be able to raise any concerns with your line manager. You may tell them in person or put the matter in writing if you prefer. They may be able to agree a way of resolving your concern quickly and effectively.
3.2 However, where the matter is more serious, or you feel that your line manager has not addressed your concern, or you prefer not to raise it with them for any reason, you should contact one of the following requesting a formal confidential meeting under the terms of this policy:
1. Hayley Faulkner (Quality Director) or alternatively:
2. Greg Morrall (Managing Director)
3.3 Contact details are set out at the end of this policy.
3.4 A meeting with you will be arranged as soon as possible to discuss your concern. You may bring a colleague or union representative to any meetings under this policy. Your companion must respect the confidentiality of your disclosure and any subsequent investigation.
3.5 You will receive a written summary of your concern along with an indication of how the matter will be dealt with.
4.1 We hope that staff will feel able to voice whistleblowing concerns openly under this policy. However, if you want to raise your concern confidentially, we will make every effort to keep your identity secret. If it is necessary for anyone investigating your concern to know your identity, we will discuss this with you.
4.2 We do not encourage staff to make disclosures anonymously. Proper investigation may be more difficult or impossible if we cannot obtain further information from you. It is also more difficult to establish whether any allegations are credible.
Whistle-blowers who are concerned about possible reprisals if their identity is revealed should come forward to one of the contact points listed in paragraphs 3 and 4 and appropriate measures can then be taken to preserve confidentiality. If you are in any doubt you can seek advice from the independent whistleblowing charity – Protect, who offer a confidential helpline. Their contact details are at the end of this policy.
5.Investigation and outcome
5.1 Once you have raised a concern, we will carry out an initial assessment to determine the scope of any investigation. We will inform you of the outcome of our assessment. You may be required to attend additional meetings in order to provide further information.
5.2 In some cases we may appoint an investigator or team of investigators including staff with relevant experience of investigations or specialist knowledge of the subject matter. The investigator(s) may make recommendations for change to enable us to minimise the risk of future wrongdoing.
5.3 We will aim to keep you informed of the progress of the investigation and its likely timescale. However, sometimes the need for confidentiality may prevent us giving you specific details of the investigation or any disciplinary action taken as a result. You should treat any information about the investigation as confidential.
5.4 If we conclude that a whistle-blower has made false allegations maliciously, the whistle-blower will be subject to disciplinary action.
If you are not satisfied
6.1 While we cannot always guarantee the outcome you are seeking; we will try to deal with your concern fairly and in an appropriate way. By using this policy, you can help us to achieve this.
6.2 If you are not happy with the way in which your concern has been handled, you can raise it with one of the other key contacts in paragraph 4.
7.1 The aim of this policy is to provide an internal mechanism for reporting, investigating and remedying any wrongdoing in the workplace. In most cases you should not find it necessary to alert anyone externally.
7.2 The law recognises that in some circumstances it may be appropriate for you to report your concerns to an external body such as a regulator. It will very rarely if ever be appropriate to alert the media. We strongly encourage you to seek advice before reporting a concern to anyone external. The independent whistleblowing charity, Protect, operates a confidential helpline. They also have a list of prescribed regulators for reporting certain types of concern. Their contact details are at the end of this policy.
7.3 Whistleblowing concerns usually relate to the conduct of our staff, but they may sometimes relate to the actions of a third party, such as a customer, Client, supplier or service provider. In some circumstances the law will protect you if you raise the matter with the third party directly. However, we encourage you to report such concerns internally first. You should contact your line manager or one of the other individuals set out in paragraph 4 for guidance.
7.4 Protection and Support for whistle blowers
7.5 It is understandable that whistle-blowers are sometimes worried about possible repercussions. We aim to encourage openness and will support staff who raise genuine concerns under this policy, even if they turn out to be mistaken.
7.6 Whistle-blowers must not suffer any detrimental treatment as a result of raising a concern. Detrimental treatment includes dismissal, disciplinary action, threats or other unfavourable treatment connected with raising a concern. If you believe that you have suffered any such treatment, you should inform a Director immediately. If the matter is not remedied, you should raise it formally using our Grievance Procedure.
7.7 No -one must threaten or retaliate against whistle-blowers in any way. Such conduct may be subject to disciplinary action. In some cases, whistle-blowers could have a right to sue individuals for compensation in an employment tribunal.
8. Monitoring and Review
8.1 The Senior Management Team will be responsible for monitoring and reviewing the Policy.
8.2 Monitoring will include assessing how this policy is working in practice, reviewing it annually, and considering and taking action to address any issues.
Whistleblowing Officer: Hayley Faulkner (Quality Director)
(Independent whistleblowing charity) Helpline: 0203 117 2520
Managing Director Name: Gregory Morrall
Reviewed on 13/4/2022
Reviewed by: Hayley Faulkner